issuing branches must be provided to better reflect credit risk.SEC Secretary-General Vorapol Socatiyanurak revealed that the Capital Market Supervisory Board recently approved revision of regulations on
making an investment in a mutual fund. The SEC studies on behavioral finance have revealed that investors tend to take many other factors into consideration as well when making a decision to invest in a
investment consultant for six months and one month, respectively, starting from December 25, 2015. The SEC's further inspection has revealed several defective core work systems of AEC, especially the Know
Patcharee Thuttumrongchai as capital market investment consultant for six months and one month, respectively, starting from December 25, 2015. The SEC?s further inspection has revealed several defective core
effective follow-ups Unclear timelines for conducting the monitoring reviews to ensure that any remaining issues are resolved properly and in a timely manner 6. Monitoring Substantive tests of revenues for
accounting scandal was uncovered. Skinner and Srinivasan (2012) observed the events between 2004 and 2006 surrounding the revelation of Kabebo’s accounting scandal and the failure of its audit firm ‘ChuoAoyama
acknowledgement letter or equivalent from predecessor auditors • The firm or its auditor may not consider necessary information and circumstances thoroughly and may be exposed to the risk of accepting or continuing
month, respectively, starting from December 25, 2015. The SEC?s further inspection has revealed several defective core work systems of AEC, especially the Know-Your-Customer/Customer Due Diligence: KYC
business operators and investors. This is because minors’ execution of legal acts is subject to several provisions of the governing Civil and Commercial Code. As a result, minors may be exposed to a risk
Bangkok, October 16, 2014 ? Vorapol Socatiyanurak, SEC Secretary-General revealed that the Capital Market Supervisory Board has approved to revise the regulations on services concerning investment in