training workshop titled “Deep-dive Masterclass on ICAPs Expectations Ladder: Governance.” This workshop aimed to strengthen the capacity and enhance responsible investment practices among asset
Mrs. Pornanong Budsaratragoon, Secretary-General of the Securities and Exchange Commission (SEC), delivered a keynote speech on “Expectations for Management Accountants from the Regulators
ลึกภายใต้หัวข้อ “Deep-dive Masterclass on ICAPs Expectations Ladder: Governance” เพื่อเสริมสร้างศักยภาพและยกระดับการบริหารจัดการลงทุนอย่างมีความรับผิดชอบ (responsible investment) ของบริษัทหลักทรัพย์
Guidelines Regarding Roles and Expectations of Directors of Securities Companies and Derivatives Business Operators
meeting aimed to communicate the expectations, revised regulatory framework, and the operational guidelines for the compliance unit of ICO portals. Approximately 30 participants attended, including senior
, lectured on the SEC’s supervisory approach in 2024, as well as key principles from the risk management handbook and expectations for significant systems of securities companies, created by the SEC and
Rapid changes from technological advancements, consumer behavior and greater expectations of investors are causing listed companies to adjust their business strategies by incorporating good
continuous AI implementation and created the AI/ML Governance Guideline to outline expectations for capital market business operators regarding the responsible and risk-aware use of AI under appropriate
of ages, returns expectations and risk tolerance. Provident funds with employee?s choice should serve fund members? demands better than those with single investment policy. We, therefore, encourage
applying corporate governance principles to family-controlled businesses, expectations from institutional investors and disclosure of beneficial ownership in businesses in Asia. -------------* Established