SEC requests that business operators implement the BCP that must cover key work systems, including the trading system, the risk control system in compliance with the Net Capital Rules and the investment management system. This includes providing a communication channel that facilitates notifying and clarifying information to clients in case of major changes to service provision.“After continuous monitoring and coordinating with the business operators, we have found that they have implemen...
businesses through the Group's existing retailers and wholesalers network. Selling and administrative expenses incurred are therefore, necessary to support as part of benefit incurring in form of revenue
eligible grid system looks like. Electrical Grids and Storage Criteria Climate Bonds Standard 2021 PAGE 1 + – + – Why have Grids and Storage Criteria? Enablers to decarbonisation Expanding and upgrading
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Section 91 Securities and Exchange Act B.E. 2535 Section 91. Where it is necessary to maintain the economic and financial stability of the country, or to protect the public interest, the Minister
. Climate change is a material risk for investors. Even without external pressures, integrating the consideration of climate risk into investment decisions is necessary. 2. Responsible Investment is a
The SEC is hosting the Asia Pacific Takeovers Regulators Conference 2019, an annual platform for expanding cooperative network within the region and sharing views on regulatory frameworks and
The Derivatives Act The Derivatives Act B.E. 2546 SECTION 41. The provisions of this Division shall apply to any derivatives broker licensed under Section 16. The SEC may, if necessary, promulgate
documents, to proceed with necessary and proper actions required in connection to the disposition of the above Planet’s ordinary shares in order to the complete such disposition to the aforementioned 6