Bangkok, September 29, 2009 ? The SEC and the Thai Investors Association (TIA), at their quarterly meeting held yesterday, agreed that TIA should increase their roles and duties in protecting
One of the SEC objectives is to support investors to develop a robust financial health, using the capital market to accumulate wealth in response to their needs. As such, to expand investment choices
The “Aom No. 5” campaign’s main objective is to expand investor base, particularly those of working age, encouraging them to be prepared for the future and have saving discipline through dollar cost
representatives in safeguarding bondholders' rights, and facilitates the operations of bond issuers. This revision of the Terms and Conditions is a result of the ongoing collaborative efforts between the SEC
University.16 August 2023: Lecture on “Investment for New Generations and Safeguarding against Scams” for Udon Thani Rajabhat University students.22 September 2023: Lecture on “Financial Planning
connecting peers around the world. The combination of responsibilities of boards and shareholders in a single set of Principles emphasises a mutual interest in protecting and generating sustainable corporate
bondholder representatives in preparing the bondholder representative appointment. This initiative also enhances the efficiency of bondholder representatives in safeguarding bondholders’ interests and
their objectives of safeguarding client benefits, enhance their trustworthiness, and maintain overall market integrity, but also reflect their self-discipline which would further reduce chances of law
Bangkok, December 3, 2008 ? The SEC has issued the following three notifications to facilitate fund business operators while safeguarding the interest of investors, the salient features of which are
about [i] conflicts of interest with the client or [ii] unfairness to the client ; (9) having a system for protecting the client ’s asset which is under the following rules: (a) in case the client ’s