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SEC is proposing to codify and revise notifications prescribing rules on the operating systems and service provision of securities companies and derivatives business operators to be more appropriate and flexible but will mostly be based on the same principle. The revision will cover various systems for example, operating systems relating to organizational structure and personnel readiness, customer service and information system, internal control system, and risk management system. In add...
also exercise its discretion to offer and allocate the said newly issued ordinary shares of the Company to certain existing shareholders who do not reside in Thailand pursuant to the exceptions under the
issued ordinary shares of the Company to certain existing shareholders who do not reside in Thailand pursuant to the exceptions under the applicable foreign law. • Allocation and Offering of the Newly
offer and allocate the said newly issued ordinary shares of the Company to certain existing shareholders who do not reside in Thailand pursuant to the exceptions under the applicable foreign law
Criteria for Offering for Sale of Newly Issued Securities with a Tender Offer for the Existing Securities of Listed Companies for Restructuring of Shareholding and Management
country regulators are able to provide assistance in investigation and the exchange of information relating to violation of securities law;- At least two directors must be Thai nationals and reside in