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SEC is proposing to codify and revise notifications prescribing rules on the operating systems and service provision of securities companies and derivatives business operators to be more appropriate and flexible but will mostly be based on the same principle. The revision will cover various systems for example, operating systems relating to organizational structure and personnel readiness, customer service and information system, internal control system, and risk management system. In add...
Bangkok, February 24, 2006 ? The SEC asserted its absolute impartiality in the investigation of all allegations related to the transactions of Shin Corporation Plc. ("SHIN") despite public criticism
Criteria for Offering for Sale of Newly Issued Securities with a Tender Offer for the Existing Securities of Listed Companies for Restructuring of Shareholding and Management
. Anchanbutr mentioned, the SEC will strictly take legal action against the wrongdoers on an impartiality basis. In case of rumor, although it is difficult to find the source, what the authorities can do is to
Agreement with VGI, the issuance and offering of new shares to specific persons and existing shareholders and the convening of the EGM No. 1/2022 (amended no. 3) 04/03/2022 18:21 Acquisition of Groupwork's
COMPANY LIMITED / THE KLINIQUE MEDICAL CLINIC PUBLIC COMPANY LIMITED Common share IPO GMO-Z COM SECURITIES (THAILAND) PUBLIC COMPANY LIMITED / By Existing Shareholders Common share IPO GMO-Z