Automatically generated PDF from existing images.

Automatically generated PDF from existing images.

Automatically generated PDF from existing images.

Board’s Meeting No. 3/2563 held on 3 March 2020 chaired by SEC Secretary-General Ruenvadee Suwanmongkol, the Meeting has considered the guidelines for enhancing the securities companies’ capability and

SEC is proposing to codify and revise notifications prescribing rules on the operating systems and service provision of securities companies and derivatives business operators to be more appropriate and flexible but will mostly be based on the same principle. The revision will cover various systems for example, operating systems relating to organizational structure and personnel readiness, customer service and information system, internal control system, and risk management system. In add...

under Royal Patronage to help lawyers sharpen their capability about class action in capital market cases so that they will be able to deliver justice for investors who were wronged by persons that went

issuer is required to have risk management capability and strong financial position in order to reduce risks which may arise from DW issuer?s failure to meet obligations either by delivery of underlying

and nearby countries Objectives of Investment 1. To increase production capability and shorten lead time for sales to customers in the US and nearby countries 2. To expand distribution network in the

covers both existing and prospective investors. Details and activity formation as well as channels will be set suitably and in consistent with each target group. Furthermore, investor survey will be