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SEC is proposing to codify and revise notifications prescribing rules on the operating systems and service provision of securities companies and derivatives business operators to be more appropriate and flexible but will mostly be based on the same principle. The revision will cover various systems for example, operating systems relating to organizational structure and personnel readiness, customer service and information system, internal control system, and risk management system. In add...
been closely monitoring the situations and collaborating with the SET to allow the SET to act and consider adjusting the existing measures to align with the current situations. For example, revising the
financial planning tool and raising people’s awareness into actual implementation. “In order to promote wealth advisors, SEC will amend the regulations to attract and reduce obstacles for new and existing
By adjusting number of ORI- W1 203,286,995 units In this regard, the Warrants holders will be allocated additional warrants at the ratio of 2 existing unit of the Warrants for 1 new unit of the
Warrants holders will be allocated additional warrants at the ratio of 2 existing unit of the Warrants for 1 new unit of the Warrants. The abovementioned adjustment of the exercise ratio by adjusting the
regulators.The SEC is therefore conducting the public hearing on the proposed amendments. Key highlights of the proposed amendments include: (1) Revision to the definition of digital asset by adjusting