; (2) Exemptions from reporting for directors or executives who are spouses or cohabitating partners in the same listed company, if one of them has already submit the reports to the SEC. This shall
proposed granting corporate income tax exemptions to “mutual funds” whose units are subscribed solely by provident funds. In light of this approach, SEC is revising the regulations on establishing mutual
market’s role to do so in the drive towards sustainable development of the economy and the society. These SRI Fund fee exemptions are part of the SEC’s efforts to support asset management companies in giving
under the United States Securities Act of 1933, as amended, (the "Securities Act") and are subject to U.S. tax law requirements. Subject to certain exceptions, the Notes may not be offered, sold or
. IMPLICATIONS FOR ASSET MANAGERS 5 1. Portfolio Innovation: Clients adding exclusions and carbon intensity limits to portfolios. 2. Active Ownership: We engage with companies to encourage more and better
) Starting point : the road to Net Zero Most of Asian investors have climate-related exclusions or divestment as part of their strategies 6/18 https://www.aigcc.net/wp-content/uploads/2022/12/AIGCC-Translating
greenwashing. The SEC grants fee exemptions, namely the 100,000 Baht application fee for approval of the establishment of a new SRI Fund, and the 5,000 Baht application fee for approval of the modification of
Excess from obtaining exemptions Excess from operations in good faith Report to the SEC within five business days as from the date on which the mutual fund management company knows, and the report shall
report on changes of their securities and derivatives holding to the SEC Office in accordance with the rules prescribed in Chapter 3 unless qualified for the exemptions under Chapter 2: (1) shares issued