Thai SEC Executives × Home > เกี่ยวกับ ก.ล.ต. > โครงสร้าง ก.ล.ต. > คณะผู้บริหารสำนักงานคณะกรรมการ
Thai Mutual Recognition of Funds × Home > กฎหมาย / กฎเกณฑ์ > สรุปกฎเกณฑ์ > กองทุน > Cross-border
English (United States) SEC Executives × Home > About Us > Get to Know Us > Our Structure > SEC
Bangkok, 6 October 2016 ? The SEC has banned eight directors and executives of Nation Multimedia Group Public Company Limited (NMG) for having improper characteristics as specified in the SEC
expenses. In addition, both POLAR executives have been barred from holding the director position at any issuing or securities company for 10 years each. Apart from the civil sanction, the SEC is questioning
recognition of funds, following the Memorandum of Understanding for Promotion of Economic Connectivity between Hong Kong and Thailand, signed by Deputy Prime Minister Somkid Jatusripitak and the Honourable Mrs
The Securities and Futures Commission (SFC) and the Securities and Exchange Commission of Thailand (SEC) have entered into a Memorandum of Understanding (MoU) on Mutual Recognition of Funds (MRF) to
As the SEC and SFC have developed the bilateral cooperative framework regarding HK-TH MRF to facilitate cross-border offerings of funds between Hong Kong and Thailand, this by extension will help to open up new business opportunities for asset management companies to expand investor bases and enrich the types of financial products offered to investors in both markets. In addition, this joint effort will strengthen capital market cooperation in accordance with the Memorandum of Understandin...
the company to expedite the submission to the SEC and the disclosure through the SET Electronic Information System. Meanwhile, EARTH executives are subject to investigation regarding their duty
Bangkok, June 24, 2015 - The SEC filed a criminal complaint with the Department of Special Investigation (DSI) against directors and executives of G Steel PCL (GSTEL) and G J Steel PCL (GJS) for