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Bangkok, 6 October 2016 ? The SEC has banned eight directors and executives of Nation Multimedia Group Public Company Limited (NMG) for having improper characteristics as specified in the SEC

SEC requests that business operators implement the BCP that must cover key work systems, including the trading system, the risk control system in compliance with the Net Capital Rules and the investment management system. This includes providing a communication channel that facilitates notifying and clarifying information to clients in case of major changes to service provision.“After continuous monitoring and coordinating with the business operators, we have found that they have implemen...

expenses. In addition, both POLAR executives have been barred from holding the director position at any issuing or securities company for 10 years each.  Apart from the civil sanction, the SEC is questioning

the company to expedite the submission to the SEC and the disclosure through the SET Electronic Information System. Meanwhile, EARTH executives are subject to investigation regarding their duty

Bangkok, June 24, 2015 - The SEC filed a criminal complaint with the Department of Special Investigation (DSI) against directors and executives of G Steel PCL (GSTEL) and G J Steel PCL (GJS) for

Bangkok, April 23, 2015 ?The Criminal Court sentenced 3 former executives of POWER-P Plc. (POWER), namely Ratchasak Susewi, Phongsak Khongpanyakul, and Siriporn Tangmitpracha as well as an accessory

SEC Secretary-General Ruenvadee Suwanmongkol stated on 17 September 2019 that SEC had a meeting with ASCO and the senior executives of every securities company and derivative contract business

Exchange Commission of Cambodia, and executives from the Cambodian Stock Exchange and securities companies during their visit to study the scope of work related to depository receipt (DR) and share views