shareholders meeting to appoint new directors to fill vacancies, while serving as IFEC director and chief executive officer. In addition, the SEC investigation found that {A} disobeyed the board of directors

submitted in the manner that continually affected the share price. The actions of four investment consultants were deemed as misconducts concerning share price manipulation while the action of executive

Bangkok, 13 September 2016 - The SEC has imposed a two-year suspension of approval on {A}, Executive Chairman of {X1} Company Limited, for failing to supervise the Know Your Client/Client Due

executives of securities issuers and listed companies in accordance with the rules prescribed in the SEC Notification** and consequently is not allowed to hold the positions of director and executive at any

Bangkok, April 20, 2015 ? The SEC revealed that the Settlement Committee imposed a fine of 1,500,000 baht on Chakkit Thanavirun, a former executive of Bliss-Tel Plc. (BLISS) for imparting false

operating net loss of 1,179.10 million baht in comparison with the net loss of 30.80 million baht in the previous quarter.The aforesaid action was deemed as taking advantage over the others by using inside

also received benefits from other relevant acts. His action  was deemed a violation of Section 89/7 and subject to penalties prescribed in the second paragraph of Section 281/2, Section 307, Section 311

AGM. According to the consideration of the Department of Business Development, the Ministry of Commerce, Nittimon?s action was in violation of Section 33, Section 102 and Section 105 of the Public

Insurance Public Company Limited (BKI). Following a referral from the Stock Exchange of Thailand, the SEC?s further inspection has revealed that Chai, then chairman and chairman of the executive board of

Bangkok, 12 February 2019 ? The SEC Board has passed the resolution appointing Mrs. Sirivipa Supantanet as Deputy Secretary-General, effective from 11 February 2019.Mrs. Supantanet holds a Bachelor of Accountancy from Chulalongkorn University, Thailand and a Master of Business Administration from Western Michigan University, USA. She has a wide range of experiences on capital market, including supervision of corporate finance, corporate governance, market and securities businesses.Mrs. Supantane...