Exclusion of Credit Rating Agency Business from Securities Business in the Category of Securities Investment Advisory

The Exclusion of Investment Management for Private Equity Firm from Securities Business in the Category of Private Fund Management

Exclusion of Credit Rating Agency Business from Securities Business in the Category of Securities Investment Advisory (Codified KorChor 16/2558)

limiting the reviewing scope by the PLE management and not complying with the generally accepted accounting principles. Moreover, the exclusion of Techner?s interim financial statements from those of

leave out unnecessary information. This will help clearly identify material information. The SEC in coordination with its approved auditors and the Institute of Certified Accounts and Auditors of Thailand

Category of Investment Advisory Service   25/02/2016 01/04/2016 5. Notification of the Securities and Exchange Commission  KorChor 1/2555 Exclusion of Credit Rating Agency Business from Securities

feeling the need to hide their gender identity • 31% of LGBTI workers feel unhappy or depressed • Transgender people face the most frequent and severe discrimination and exclusion in the workplace and

laws may be impractical for capital market misconduct whereby important evidence is usually in the possession of the offenders contrary to other criminal cases that leave more traces https

established to concentrate on the issuance of rules and regulations governing day-to-day operational matters and leave policy making to the SEC Board (the Principal Board). This is to enhance the SEC?s

advised to regularly examine the mutual fund unitholding reports as well as related bank accounts. Moreover, investors should not leave important investment documents with ICs. In case of any doubts or