enhancement for investment analysts and research, as well as securities professionals to build investor confidence and strengthen business competitiveness. The meeting also discussed certain business obstacles

Bangkok, February 12, 2013 ? The SEC encouraged the Association of Investment Management Companies (AIMC) to improve the performance calculation practice of asset management companies to be in line with international standards in performing their role of information disclosure to facilitate investors? investment decisions. SEC Secretary-General Vorapol Socatiyanurak said in the first-quarter meeting with AIMC: ?The SEC encourages the association to urge asset management companies in addition to...

 Bangkok, September 18, 2014 ? The SEC imposed additional requirements on new principle valuers for transactions in capital market that they must pass examination and be interviewed by the SEC. The

BANGKOK, October 12, 2006 ? The SEC ordered Compass East Industry (Thailand) Plc. (CEI) to cooperate with its auditor in the examination of the company?s inventory, machinery, equipment, moulds and

seeking approval of investment analysts to pass examination on derivatives in addition to holding Certified Financial Planner (CFP) certification. Thai Bond Market Association bond dealer members will be

of the Securities and Exchange Commission No. SorNor. 1/2554 Re: Examination and Disclosure of List of Foreign ETF Units and Application for Investment Allotment for Units of Foreign ETF By virtue of

, Business Development Director, and Komgrich Luechanya, an accessory. The complaints were the results of the examination of POWER?s financial statements for the year 2004, which revealed reliable

Suvarnabhumi Airport. The SEC has also forwarded the matter to the Office of the Auditor General for further examination as well as to the Ministry of Finance and the Ministry of Transport for consideration

Bangkok, August 20, 2012 ? The SEC revealed that examination on quality assurance of audit firms showed satisfactory result after the issuance of regulation requiring all auditors of companies in the

for one year details of the allocation to all persons that having value of at least one million bath or over in order for the SEC?s examination. In addition, list of all patrons (classified by types