known that the company would be unable to fulfil the sub-contract terms due to the cancellation of the power plant project. Their actions resulted in financial damage to IEC at the total amount of 156.8

) dishonestly diverted company assets to himself or a third party and sought unlawful gains for himself or others, causing damage to WORLD at the total amount of 30 million baht. Ms. Hongsri rendered assistance

caused damage to {X1}.In this regard, the four persons jointly arranged for {X1} to buy a land and a seven-storey office building to be used as {X1} new office at the price of 60 million baht from {C

according to the advice of a member of the group of persons, and shared benefits from the trading incentives with such member. Such acts caused damage to several investors. In this regard, SEC has filed a

premises of a service provider, investors should not pay in cash and should transfer the payment directly to the account of the service provider to prevent possible damage from frauds

for their own interest or other persons’, causing damage to AJD.  In the case of AJD price manipulation,* the SEC has found facts and evidence that during the month of June 2014, Amorn (at the time

subsidiary company to enter into transaction to purchase assets from Exact Q Co., Ltd. who is a connected party to the company, in an amount of not exceeding Baht 18,000,000.-, according to transaction details

PATHANAPIBUL PLC. [SPC] WBLP Company Limited [WBLP] I.C.C. INTERNATIONAL PLC. [ICC] EXACT Q Company Limited [EXACT Q] I.D.F. COMPANY LIMITED [IDF] 3) Connected persons and form of relation Co-Director / Co

opened with a securities company. For example, having advanced knowledge of which stocks his clients would trade and when, Sanguan ordered to buy the exact same stocks for his relative?s account before

} did not confirm the exact securities volumes and prices with his client. In addition, he sometimes sent trading orders and informed the client afterwards that the client has never objected or rejected