Rules for Custody of Customer Assets and Essential Details of Custody Agreement
. Initially, it is found that most countries have the laws allowing an agency to oversee the audit firms and to convene a meeting to seek opinions and advice on the amendment of the Securities and Exchange
duties and responsibilities to the Board of Director on the following matters: - Review the financial reports (quarterly financial report and annual audited financial report) to oversee that the reports
interest of our members. Principle 3: Oversee asset managers to make informed investment decisions and engage in active ongoing monitoring of investee companies. Investment decisions should take into account
corruption are enforced, cooperation among private sectors is also essential for solving the issue. The leading alliance is the Private Sector Collective Action Coalition Against Corruption (CAC), which is
corruption are enforced, cooperation among private sectors is also essential for solving the issue. The leading alliance is the Private Sector Collective Action Coalition Against Corruption (CAC), which is
corruption are enforced, cooperation among private sectors is also essential for solving the issue. The leading alliance is the Private Sector Collective Action Coalition Against Corruption (CAC), which is
corruption are enforced, cooperation among private sectors is also essential for solving the issue. The leading alliance is the Private Sector Collective Action Coalition Against Corruption (CAC), which is
management of information technology systems as well as the security of the information system is an essential issue in order to prevent the risks that may occur from cyber threats. Therefore, SEC has
The Securities and Exchange Commission (SEC) organized a dynamic training program to enhance essential knowledge and investment insights for financial trainers. SEC Secretary-General Pornanong