Bangkok, November 20, 2013 ? SEC, ThaiBMA and TIA introduce ?Bond Supermart? to encourage retail investors access to corporate bonds in the secondary market with adequate information for investment decision making. Securities and Exchange Commission (SEC), Thai Bond Market Association (ThaiBMA) and Thai Investors Associations (TIA) co-developed Bond Supermart as corporate bond information platform for retail investors. The platform provides prices and necessary information of liquid bonds trade...
SEC has proposed additional risk management tools that asset management companies are able to select and use when dealing with events or factors causing investors to panic-sell or redeem their investment units en masse. In such events, mutual funds are forced to dispose of their assets in a fire sale leading to a plummet in market price. This situation could be unfair to existing investors because of low qualified assets left in the fund portfolio and they have to bear the costs associate...
SEC Secretary-General Ruenvadee Suwanmongkol said: “Giving sufficient useful information on debt securities to investors and the general public is one of our continuing priorities. On 27 December 2020, we launched SEC Bond Check Version 1 to provide investors with more convenient access to important information before making investment decisions. This is part of SEC’s efforts to serve investors in the bond market.” SEC Bond Check Version 2 allows investors and the interested public to se...
Rules for Custody of Customer Assets and Essential Details of Custody Agreement
The Terms and Conditions are essential for enforcing bond repayment obligations and establishing the commitments between bond issuers and bondholders. Additionally, they serve as a reference for
suggestions on the matter are welcome until December 20, 2012Advertisement content and format must contain essential, complete and correct information without suitable guidance or any guarantees of return on
funds available in the market; Instead of investing by oneself for one?s own benefits, investors of EMF contribute to the future of their minors, their employees or their employees? children as the case
has been established. 2. Preparation and submission of the pooled fund data report to the SEC The AMCs would be required to prepare and submit the pooled fund data report on the essential information
seminar and distributed along with checklist to listed companies which would be useful for their 2012 MD&A preparation. The seminar documents and video, recommendation, and checklist are available for
comments on the draft amendments to the relevant regulations,** with the essential points as follows: (1) Requiring the audit firms in the capital market to maintain a minimum of four