Bangkok, July 21, 2014 ? The SEC will allow foreign companies? initial public offerings (IPOs) in Thailand (primary listing) and dual offering of equities in Thailand and other countries
Bangkok, April 9, 2015 ?The SEC put into effect the primary listing regulations to allow foreign companies to launch public offerings of shares in Thailand.Vorapol Socatiyanurak, SEC Secretary
SEC requests that business operators implement the BCP that must cover key work systems, including the trading system, the risk control system in compliance with the Net Capital Rules and the investment management system. This includes providing a communication channel that facilitates notifying and clarifying information to clients in case of major changes to service provision.“After continuous monitoring and coordinating with the business operators, we have found that they have implemen...
Rules for Custody of Customer Assets and Essential Details of Custody Agreement
childhood education facilities, primary and secondary schools, technical colleges, Access to essential services (education) • Disadvantaged/ vulnerable populations • Number of schools (construction
The Securities and Exchange Commission (SEC) organized a dynamic training program to enhance essential knowledge and investment insights for financial trainers. SEC Secretary-General Pornanong
capital to green investments that are essential in driving sustainable growth in Thailand.”Mr. Andres Vinelli, Chief Economist, CFA Institute added “Climate change is not a future event waiting to happen
Bond should be determined by the issuer based on its primary objectives for the underlying projects. (bonds that intentionally mix Green and Social Projects are referred to as Sustainability Bonds, and
crucial to ensure this infrastructure is not supporting continued fossil fuel electricity generation. At the same time, this infrastructure is vital for the decarbonisation of other sectors. For industrial
Roles” is the topic that provides information on supervision of SEC which covers supervision of offering of tokens to the public (primary market) and supervision of intermediaries in the trading and