Rules for Custody of Customer Assets and Essential Details of Custody Agreement
has been established. 2. Preparation and submission of the pooled fund data report to the SEC The AMCs would be required to prepare and submit the pooled fund data report on the essential information
the frameworks and proceeded. Some issues, cooperation with other bodies or supportive mechanism are essential to the whole success. The SEC commits to follow the path established in the capital market
Shareholders’ Structure and Shareholding Proportion of a Limited Company or Public Limited Company Which Is Established to Undertake Securities Business in the Category of Securities Finance
” means a property fund established according to the Notification of the Office of the Securities and Exchange Commision concerning Rules, Conditions and Procedures for Establishment and Management of
and derivatives business operators to support the government’s policy above and align with the holiday schedule established for financial institutions and specialized financial institutions.
of the insurance company; (b) letter of guarantee of a commercial bank, finance company, or financial institution established under a specific law; (c) other collateral prescribed by the Office
263.34 million. The Board of Directors authorized to The Executive Committee to have authority to consider the appropriateness and determine details essential and appropriate in this investment. This
Committee to have authority to consider the appropriateness and determine details essential and appropriate in this investment. This investment is not considered a transaction of a listed company under the
authority to consider the appropriateness and determine details essential and appropriate in this investment. This investment is not considered a transaction of a listed company under the Notification of the