) monitoring the investee companies closely and actively; (4) escalating stewardship activiities, when appropriate; (5) disclosing voing policy and the results of voting activities; (6) volunteering collective
, particularly during the current escalating trading of securities with a high P/E ratio and under cash balance rule. SEC Secretary-General Vorapol Socatiyanurak said: ?The SEC has urged securities companies to
appropriate for scope, quantity and complexity of their businesses. In addition, risk management structure and system must be equipped with mechanisms for check and balance, control, monitoring, and escalating
orders in large volumes. The practice may aim to mislead other investors by creating a false impression of escalating bid or offer demands at a given time, or it may be an obstruction to the buying or
. _________________________Remarks: * The domination of trading orders refers to the execution of bid and offer orders in large volumes. The practice may aim to mislead other investors by creating a false impression of escalating bid
written investment governance policy, (4) making informed investment decisions and monitoring investee companies regularly, (5) escalating monitoring of and engagement with the investee companies in case of
of 4 The Group had other revenues of THB 2.11 million in quarter 1/2018 escalating from THB 1.59 million of the same period last year. Such growth was yields from short-term investment spent since
ตัดสินใจและติดตามบริษัทที่ลงทุนอย่างใกล้ชิดและทันเหตุการณ์ (actively) หลักปฏิบัติที่ 4 เพ่ิมระดับในการติดตามบริษัทที่ลงทุน เมื่อเห็นว่าการติดตามในหลักปฏิบัติที่ 3 ไม่เพียงพอ (escalating Investee companies