SEC is opening for public comments on the regulations to supervise private funds as now business operators have developed a variety of services to satisfy customers. Therefore, SEC intends to
SEC is opening for public comments on the regulations to supervise private funds as the business operators have developed a variety of services to satisfy customers. Therefore, SEC intends to
such errors are identified; 2. Profits derived from error correction shall be credited to the funds while losses and expenses shall be paid for by error making asset management companies; 3
risk management. 4. There should be an establishment of a compliance unit to supervise and monitor the operation that is independent from the management and other units. 5. Operation conducted with
minor error occurred during the drafting. The consultation paper is available at https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=676. Stakeholders and interested parties are welcome to send comments
ติดต่อกลับโดยเร็วที่สุด กรอกรายละเอียดของคุณ การกรอกข้อมูลมีข้อผิดพลาด: {{ error }} ส่งข้อมูล สำนักงานคณะกรรมการกำกับหลักทรัพย์ และตลาดหลักทรัพย์ 333/3 ถนนวิภาวดีรังสิต แขวงจอมพล เขตจตุจักร กรุงเทพมหานคร
Saranporn told Surat to contact another client and ask him to accept the executed transaction, instead of transferring such transaction to the Error Port, as prescribed by the Standards of Conduct of
working procedures in terms of information verification and be in charge of their analysts? information dissemination. In case of any mistake or error, there should be a clear procedure for immediate