has therefore provided a channel for audit firms in the capital market to voluntarily disclose their latest firm inspection report on the SEC website. This will allow listed companies and audit

Bangkok, January 12, 2015 ? The SEC imposed suspension on {A}, a former capital market investment consultant of Maybank Kim Eng Securities (Thailand) Plc., for failure to disclose specific risk of

, and the trading prices of securities of listed companies on the Stock Exchange of Thailand. SEC, therefore, encouraged every listed company and security issuer  to disclose both positive and positive

executives? and personnel's capability, and promotion of innovation and responsible business operation, and (3) to monitor and disclose information by ensuring appropriate risk management and internal control

Microsoft Word - SET Disclose_TCSC _TH_ _แก้ไขเพิ่มเติม_ ท่ี สนก. 059/2561 3 กรกฎาคม 2561 เร่ือง แจงการขายเงินลงทุนในบริษัทหลกัทรัพย Thanh Cong securities Company J.S.C (แกไขเพ่ิมเติม) เรียน กรรมการและผูจดัการ ตลาดหลักทรัพยแหงประเทศไทย อางถึง การเปดเผยขอมูลและการปฏิบัติการของบริษัทจดทะเบียน บริษัทหลักทรัพย ซีมิโก จํากัด (มหาชน)(“บริษัท”) ขอแจงการขายหุนของบริษัทฯ ท่ีถอือยูในบริษัทหลกัทรัพย Thanh Cong securities Company J.S.C (“TCSC”) โดยมรีายละเอยีดดังน้ี รายละเอียดรายการ วัน เดือน...

use the SRI Fund symbol when marketing such funds in Thailand under the HK-TH MRF project, which requires that asset management companies disclose fund information according to the destination

. The current rules require both the issuers as well as all affiliates that engage in the main business of a group of companies to meet the qualifications and disclose information in the Filing Form

expects that this will contribute to the comprehensive utilization of capital market benefits. However, the SEC’s role does not involve preventing investor losses or ensuring compensation in the event such

investor confidence and trust but also ensuring business integrity and creating long-term business value. In conducting its leadership roles and responsiblilities, the board should strive for the following