Companies dated 17 January 2005. The SEC subsequently put each wrongdoer on probation for a period of one year, starting from July 27, 2006 to July 26, 2007. Exchanging trader IDs among approved
of their clients in violation of the Rules of Conduct prescribed by the SEC Notifications. The probation for each wrongdoer lasts for one year, starting from December 30, 2006. Preecha was
cooperation from the Department of Special Investigation (DSI). In addition, those having clues or evidence that could lead to the wrongdoer are able to contact our regular channels.?
Securities and Exchange Act B.E. 2535. The wrongdoer shall be liable to imprisonment for a term not exceeding two years or a fine not less than 500,000 baht, or both.? ?Our plans to cope with such problems
(a) unlawful act caused by intention, gross negligence or merely lack of due care; (b) benefits gained or will be gained by a wrongdoer or person related to the unlawful acts or any other person; (c
covered all important aspects as well as will randomly trace financial transactions to see whether there was any colluded stock manipulation. I would like to reaffirm that if any wrongdoer is found, the SEC
(Translation) Securities and Exchange Act B.E. 2535 (As Amended) _________________ BHUMIBOL ADULYADEJ, REX., Given on the 12th day of March B.E. 2535; Being the 47th Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the securities and exchange; Be it, therefore, enacted by His Majesty the King, by and with the advice and consent of the National Legislative Assembly functioning as both Houses of Parliam...