Bangkok, November 3, 2009 ? The SEC and the Association of Investment Management Companies (AIMC), at their quarterly meeting, agreed to introduce measures to promote investors? mutual fund investment based on their risk tolerance levels. The proposed measures include: 1. Arranging for an easy-to-understand risk ranking, from 1 to 8 in ascending order, to label each mutual fund; 2. Requiring investment unit sellers to assess risk tolerance of each client and and give investment advice suitable f...
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. Phuvanat naranubala expressed that ?The SEC appreciates what the ASCO has done and views that this action is a good starting point for business operators to jointly set up their own supervision guidelines.?
for filing a lawsuit to a civil court currently under the process of legal execution SEC Act (the fifth amendment) Section 281/2 para.1 in conjunction with 89/7 Civil Action Dated 28/12/2018
amount of 97,185.00 Baht SEC Act (the fifth amendment) Section 297 para.1 Civil Action Dated 08/07/2022
20,883.00 Baht SEC Act (the fifth amendment) Section 297 para.1 Civil Action Dated 27/02/2023
> SEC Act (the fifth amendment) Section 297 para.1 Civil Action Dated 27/02/2023
; - a reimbursement of investigative expenses in an amount of 27,542.00 Baht SEC Act (the fifth amendment) Section 297 para.1 Civil Action Dated 15/11/2023