addition, effective from July 1, 2014 onwards, all investment proportions of master funds will be calculated at sub fund level. Calculation of investment proportion in an employer?s assets must include

fund) instead of the whole master fund. This policy-based calculation will also apply to investment in assets of the employer and companies in its group;           (2) Investment in units of mutual fund

} frequently failed to record his clients' securities trading orders as the same as {B} case as reported by his employer Phara Securities Plc. Both persons admitted that they took those orders via mobile phone

employer?s contribution to raise employee?s savings without requiring employer?s additional contribution. At present, the law prescribes that employer shall pay the contribution into the fund at the rate not

cooperation, benefits or harm, to their employer listed companies. This proposed extensive disclosure complies with the international guidelines for information disclosure.  The consultation paper is available

her employer, however, the suspension imposed by the SEC is deemed to have been served.  

via internet trading accounts of the clients. In case of {B}, the SEC found that he failed to record a large number of clients' securities trading orders. {B} admitted to his employer that he took those

already been suspended by her employer, however, the suspension imposed by the SEC is deemed to have been served.

suspended {A} for one-month from his duty as an approved capital market investment consultant. Taking into account that {A} had already been suspended by his employer for fifteen days, the suspension imposed

he has already been suspended by the employer for one year, the suspension imposed by the SEC shall remain for one additional year;(2) suspended {B} for one year and six months. As he has already been