According to a client’s complaint and the SEC’s further investigation, it was found that during December 2007 – September 2012, executed securities trading orders for the client who acknowledged such orders, paid the subscription money and accepted redemption money without making any objection. The total accumulated trading value was more than 800 million baht. The misconduct above led to the consideration that {A} failed to perform his duties responsibly with professional due care when he acc...
According to a referral from MBKET and SEC’s further inspection, during May 2016 – December 2018, {A} executed trading orders of securities and derivatives for a client in the following manners: (1) using her personal mobile phone, together with the username and the password she had created, to execute trading transactions via the Internet, and (2) making trading orders via MBKET’s trading execution program. She also transferred her own money into the client’s trading account as a collater...
annual workshop titled, "Cyber Resilience Leadership: Mission for Embracing the Future of AI & Cybersecurity," to enhance cybersecurity knowledge among executives in the financial industry. This event
ความมั่นคงปลอดภัยไซเบอร์ของภาคการเงิน ประจำปี 2566 ภายใต้ชื่องาน “Cyber Resilience Leadership : Mission for Embracing the Future of AI & Cybersecurity” เพื่อเสริมสร้างความรู้และความตระหนักรู้ด้านความ
investment advice service. Tipsuda Thavaramara, SEC Deputy Secretary-General said that capital market regulators around the world are now embracing technological advancement to enhance efficiency and
นางสาวรื่นวดี สุวรรณมงคล เลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ร่วมเสวนาหัวข้อ The New Paradigm for Capital Market ในงาน Thailand Focus 2019: Embracing Opportunities
shared value between society and enterprise, including valued chain and collaboration with stakeholders. Level 5 ? Sustained: indicating intent to set a sustainable roadmap embracing mutual responsibility
, respectively. o Dusit Thani Bangkok Hotel By preserving the rich artistic and architectural heritage, embracing the best international standards, and adopting innovative technologies, the new Dusit Thani Bangkok
fourth quarter of this year may see limited growth. Meanwhile, the Monetary Policy Committee (MPC) may need to closely monitor developments in the Thai economy in order to gauge the suitability of adopting
BTS (Skytrain) systems, at Silom and Sala Daeng stations, respectively. o Dusit Thani Bangkok Hotel By preserving the rich artistic and architectural heritage, embracing the best international standards