In the past, SEC had been approving securities business operators to assign outsourcing in other operations related to businesses for the effectiveness and flexibility of the operation. Business providers are still responsible for any actions operated by the outsourced company while the outsourced company must also have the readiness in both personnel and the operating system, and such operation must be under appropriate supervision.SEC is revising the regulations regarding supervision of...
The Securities and Exchange Commission (SEC), led by Secretary-General Pornanong Budsaratragoon, along with SEC executives, held a joint meeting with the Custodian Club, led by President Utumporn Viranuvatti, and club members, to discuss strategies for elevating the efficiency in the standards of post-trade services of investment management companies. Both parties also exchanged views on the roles of custodians under draft amendments to the Provident Fund (PVD) Act and within the securities trad...
Facebook page “HSH One Stop Service” impersonates “HUA SENG HENG Co., Ltd.” : Unlicensed securities and derivatives business (Disclosure Date : 13/08/2024)
Facebook Page ชื่อ HGF One Stop Service of Gold Online : Unlicensed securities and derivatives business (Disclosure Date : 15/07/2024)
Facebook Page ชื่อ HGF One Stop Service of Gold : Unlicensed securities and derivatives business (Disclosure Date : 16/07/2024)
Facebook page “ฮั่วเซ่งเฮง One Stop Service of Gold” impersonates “HUA SENG HENG Co., Ltd.” : Unlicensed securities and derivatives business (Disclosure Date : 19/07/2024)
Facebook page “ฮั่วเซ่งเฮง One Stop Service of Gold” impersonates “HUA SENG HENG Co., Ltd.” : Unlicensed securities and derivatives business (Disclosure Date : 12/07/2024)
Facebook page “Hua Seng Heng One Stop Service of Gold” impersonates “HUA SENG HENG Co., Ltd.” : Unlicensed securities and derivatives business (Disclosure Date : 15/07/2024)
Facebook page “HSH One Stop Service of Gold Online” impersonates “HUA SENG HENG Co., Ltd.” : Unlicensed securities and derivatives business (Disclosure Date : 18/07/2024)
Facebook Page อ้างชื่อ ฮั่วเซ่งเฮง One Stop Service of Gold - ยังไม่ได้รับใบอนุญาตธุรกิจหลักทรัพย์/สัญญาซื้อขายล่วงหน้า (วันที่เปิดเผยข้อมูล : 12/07/2567)