SEC had proposed, in principle, to amend the definition of major shareholder of the securities companies which at present is determined based on the “number of voting shares” to the “number of
In the past, SEC had been approving securities business operators to assign outsourcing in other operations related to businesses for the effectiveness and flexibility of the operation. Business providers are still responsible for any actions operated by the outsourced company while the outsourced company must also have the readiness in both personnel and the operating system, and such operation must be under appropriate supervision.SEC is revising the regulations regarding supervision of...
The Securities and Exchange Commission (SEC), led by Secretary-General Pornanong Budsaratragoon, along with SEC executives, held a joint meeting with the Custodian Club, led by President Utumporn Viranuvatti, and club members, to discuss strategies for elevating the efficiency in the standards of post-trade services of investment management companies. Both parties also exchanged views on the roles of custodians under draft amendments to the Provident Fund (PVD) Act and within the securities trad...
Securities Company Granted an Exemption from Application for Approval of Person to be Major Shareholder
advices and helping boost investor confidence, which will inclusively support the sustainable growth of the Thai capital market."The Prof. Link system is a digital platform, based on an innovation that the
..................................................................................................................................... 13 Shareholder Proposals: The Basics .................................................................................................................. 15 Shareholder Resolutions and Constructive
and Construction Public Company Limited (“Unique”) would like to inform regarding to a Connected Transaction since the major shareholder of Suphankeeree Company Limited (“Suphankeeree”) is the same
Satochi Company Limited Satochi Company Limited ("Satochi"), a digital asset broker, is obligate to submit a request for approval of major shareholder to the SEC office within the period
association and the directors of TIA’s Shareholder Rights Protection Volunteer Club, and discussed the ways to enhance shareholder and investor rights protection in response to the changes in capital market
) and advertisements on shareholder meeting. This would allow shareholders to take part in shareholder https://www.sec.or.th/EN/Pages/ABOUTUS/TOWARDINTERNATIONAL-DOINGBUSINESS.aspx English (United States