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adequate personnel with expertise to effectively supervise and administrate the risks of outsourced operation, as well as in case of outsourcing operation in investment management and investment risk

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8680

technology risk framework

technology risk framework 1 สงิหาคม 2565 การอบรมการใชง้าน ระบบ ESUBMISSION 2©Copyright ระบบ ESUBMISSION : วตัถปุระสงค์ เป็นชอ่งทางอ านวยความสะดวกใหก้บัผูอ้อก หลกัทรัพย ์ตวักลาง และอืน่ๆ ในการจัดสง่

https://market.sec.or.th/Documents/ca/Documents/E-Submission-Training-P2.pdf

technology risk framework

technology risk framework รวมคลปิบรรยาย ระบบ ESUBMISSION Phase 2 1 สงิหาคม 2565 2©Copyright ภาพรวมระบบ ESUBMISSION เน้ือหา 1. วตัถุประสงคข์องระบบ ESUBMISSION 2. การประยุกตใ์ช ้Digital ID ภาครฐั 3. ร

https://market.sec.or.th/Documents/ca/Documents/AllUserManual.pdf

Thai Cyber Resilience - Risk Management

Thai Cyber Resilience - Risk Management × Home > Cyber Resilience > องค์ความรู้ > การบริหารความ

https://www.sec.or.th/TH/Pages/CYBERRESILIENCE-RISKMGT.aspx

Investor Alert : Facebook Page ชื่อ Low risk investment

Facebook Page ชื่อ Low risk investment : Unlicensed securities and derivatives business (Disclosure Date : 20/02/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=262&CaseYY=2567

Thai Climate-related Risk Management for Asset Managers

Thai Climate-related Risk Management for Asset Managers × Home > Sustainable Finance > Resource Center

https://www.sec.or.th/TH/Pages/MARKETDATA/CLIMATERISKMANAGEMENT.aspx

Thai Climate-related Risk Management for Asset Managers

Thai Climate-related Risk Management for Asset Managers × Home > Sustainable Finance > Resource Center

https://www.sec.or.th/TH/Pages/MarketData/ClimateRiskManagement.aspx

Investor Alert : Facebook Page ชื่อ Low risk investment

Facebook Page ชื่อ Low risk investment : Unlicensed securities and derivatives business (Disclosure Date : 20/02/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=0262&CaseYY=2567

SEC and Custodian Club discuss ways to elevate efficiency of post-trade services and custodial roles under draft amendments to PVD Act

The Securities and Exchange Commission (SEC), led by Secretary-General Pornanong Budsaratragoon, along with SEC executives, held a joint meeting with the Custodian Club, led by President Utumporn Viranuvatti, and club members, to discuss strategies for elevating the efficiency in the standards of post-trade services of investment management companies. Both parties also exchanged views on the roles of custodians under draft amendments to the Provident Fund (PVD) Act and within the securities trad...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10424

SEC public hearing on proposed regulations related to risk management policy and liquidity risk management tools of mutual funds to protect and maintain investors’ interest

and affected the stability of the global financial system. Due to this circumstance, international regulators have decided to issue liquidity measures.Realizing the importance of liquidity risk

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8871