In the past, SEC had been approving securities business operators to assign outsourcing in other operations related to businesses for the effectiveness and flexibility of the operation. Business providers are still responsible for any actions operated by the outsourced company while the outsourced company must also have the readiness in both personnel and the operating system, and such operation must be under appropriate supervision.SEC is revising the regulations regarding supervision of...

The Securities and Exchange Commission (SEC), led by Secretary-General Pornanong Budsaratragoon, along with SEC executives, held a joint meeting with the Custodian Club, led by President Utumporn Viranuvatti, and club members, to discuss strategies for elevating the efficiency in the standards of post-trade services of investment management companies. Both parties also exchanged views on the roles of custodians under draft amendments to the Provident Fund (PVD) Act and within the securities trad...

Mr. Bee Taechaubol Mr. Bee Taechaubol making the tender offer of securities of Electronics Industry Public Company Limited (EIC) purchased 1,017,500 shares of EIC in the Stock Exchange of Thailand at

Mr. Sunthorn Chaononghin On February 22, 2010, Mr. Sunthorn Chaononghin, an engineer of Solartron Public Company Limited (SOLAR), illegally purchased SOLAR shares in such a way as to take advantage

Mr. Sumit Chanmatee Between November 9 – November 22 , 2012, Mr. Sumit Chanmatee, the director of Rayong Purifier Public Company Limited (RPC), purchased 1,786,100 shares of RPC through the

Mr. Sermkhun Kunawong Between April 23, 2012 and May 14, 2012, Mr. Sermkhun Kunawong, the chief executive officer and director of CMO Public Company Limited (CMO), purchased CMO shares through his

Mr. Sermkhun Kunawong Between August 8, 2012 and September 13, 2012, Mr. Sermkhun Kunawong, the chief executive officer and director of CMO Public Company Limited (CMO), purchased CMO shares, through

measures that the SEC and the SET have revised to elevate the quality and good governance of listed companies. Mrs. Pornanong Budsaratragoon, SEC Secretary-General, and Dr. Pakorn Peetathawatchai, SET

) to (4) had purchased MAKRO shares based on non-public information material to the price of MAKRO shares.  The findings revealed records of purchase transactions in the trading accounts of the four

securities and the amount of money paid for securities which have been purchased by the underwriter as well. The report as referred to in the first paragraph shall be made in accordance with the rules and