SEC Search

In the past, SEC had been approving securities business operators to assign outsourcing in other operations related to businesses for the effectiveness and flexibility of the operation. Business providers are still responsible for any actions operated by the outsourced company while the outsourced company must also have the readiness in both personnel and the operating system, and such operation must be under appropriate supervision.SEC is revising the regulations regarding supervision of...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8680

SEC and Custodian Club discuss ways to elevate efficiency of post-trade services and custodial roles under draft amendments to PVD Act

The Securities and Exchange Commission (SEC), led by Secretary-General Pornanong Budsaratragoon, along with SEC executives, held a joint meeting with the Custodian Club, led by President Utumporn Viranuvatti, and club members, to discuss strategies for elevating the efficiency in the standards of post-trade services of investment management companies. Both parties also exchanged views on the roles of custodians under draft amendments to the Provident Fund (PVD) Act and within the securities trad...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10424

Director Responsibilities Steering Group

The Office of Securities and Exchange Commission (SEC) appointed ?Director Responsibilities Steering Group? to follow up practices and efficiency of directors of listed companies. This is expected to

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=37

Investor Alert : Facebook page "CJ Group" impersonates “Carabao Group Plc.”

Facebook page "CJ Group" impersonates “Carabao Group Plc.” : Unlicensed securities and derivatives business (Disclosure Date : 25/07/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=1207&CaseYY=2567

Investor Alert : EBC FINANCIAL GROUP

EBC FINANCIAL GROUP : Unlicensed securities and derivatives business (Disclosure Date : 17/09/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=1821&CaseYY=2567

Financial Statement - : KNM GROUP BERHAD

KNM GROUP BERHAD | Q1/2017

http://market.sec.or.th/public/idisc/en/FinancialReport/FS-0000025394

Financial Statement - : KNM GROUP BERHAD

KNM GROUP BERHAD | Year 2016

http://market.sec.or.th/public/idisc/en/FinancialReport/FS-0000025394

Microsoft Word - hearing group limit _2_.docx

Microsoft Word - hearing group limit _2_.docx เอกสารรับฟงความคิดเห็น เร่ือง การกําหนดเรื่อง sector fund และ group limit สํานักงานคณะกรรมการกํากับหลักทรัพยและตลาดหลักทรัพย (http://www.sec.or.th

https://capital.sec.or.th/webapp/phs/upload/phs1231748058Ornor3_2551.pdf

Company Profile - OISHI GROUP PUBLIC COMPANY LIMITED

Company Profile - OISHI GROUP PUBLIC COMPANY LIMITED สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 01 May 2023 00:39 Company Profile OISHI GROUP PUBLIC COMPANY LIMITED Please

https://market.sec.or.th/public/idisc/en/companyprofile/listed/OISHI

Company Profile - TAKUNI GROUP PUBLIC COMPANY LIMITED

Company Profile - TAKUNI GROUP PUBLIC COMPANY LIMITED สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 01 May 2023 00:44 Company Profile TAKUNI GROUP PUBLIC COMPANY LIMITED Please

https://market.sec.or.th/public/idisc/en/companyprofile/listed/TAKUNI