Bangkok, May 19, 2015 ? The SEC suspended {A}, a capital market investment consultant of Apple Wealth Securities PCL, for failure to keep complete record of the securities trading orders. The SEC
former consultant of Bualuang Securities PLC., for failure to completely record client's securities trading orders. Following a report from Bualuang Securities PLC., the SEC further probed into the case
Audit Firm’s record - Normal
://172.19.1.196:8983/solr/secweb/select?q=electrical ownership OR "electrical ownership" OR "electric ownership" OR "electric possession" OR "electronic ownership" OR "electronic possession"&wt=json&indent=true
Applicant’s personal record and audit firm’s record – fast track
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