SEC has regulated regarding the method of Know Your Client (“KYC”) for securities and derivatives business operators  through the use of principle-based regulations due to the fact that business

and fund management business.   The provisions to be amended are:   1. Types of Investable Financial Instruments Retail investors will be allowed to invest in additional types of foreign securities

policy to examine sufficiency and completeness of information disclosed in 2004 annual reports of all listed companies. Therefore, listed companies should get ready for this new disclosure requirements.?

decreased of 21.26 million baht, compared to the same period in 2016 which was 44.06 million baht because of get a refund from corporate income tax of year 2012 and year 2015. 2.2 Liabilities As of June 30

million baht, compared to the same period in 2017 which was 30.29 million baht because of get a refund from corporate income tax of year 2016.. 2.2 Liabilities As of June 30, 2018, the Company and its

personnel. Therefore, investors should be extra cautious not to get involved in such form of investment.  Currently, there is no approved digital token issuers as well as there are no such applications

advice for going public, get exemption of application fee for an approval of public offering of shares and application fee for listing of ordinary shares as listed securities from the SEC and the SET

prescribed thereunder by SEC Board, CMSB or SEC Office; or           (2)  Rules that get insignificant revision while maintaining the original essence such as reclassification of subject matter or correcting

List of head of Compliance Please wait... List of head of Compliance   No. Company Name Commencement Date Securities Company Asset Management Company Investment Advisory Company Derivatives Brokerage

The Notification of the Ministry of Finance -Unofficial Translation- This English version is prepared by Legal Counsel and Development Department with the sole purpose of facilitating the