while in fact the person had received investment advice from another Kasikornthai employee who was not an approved investment consultant. {B}, the manager of the branch where the client received
violation specified in the Notification of the Capital Market Supervisory Board.* The SEC therefore revoked the approval of Nutnicha as a branch manager and capital market investment consultant and banned
Attn : The Directors and The MAI Manager Ref: Dimet AC 0818/1 August 27, 2018 Attention: The Directors and The MAI Manager The Stock Exchange of Thailand Subject: Year End result and clarification of
Attn : The Directors and The MAI Manager Ref: Dimet AC 1811/001 November 13, 2018 Attention: The Directors and The MAI Manager The Stock Exchange of Thailand Subject: Report on Q.1’s performance
Register of persons qualified to be fund manager Please wait... Register of persons qualified to be fund manager Export Excel No. List of Fund Managers Type of fund manager MF DF Approval date
Thai Fund manager - renew × Home > กฎหมาย / กฎเกณฑ์ > สรุปกฎเกณฑ์ > บุคลากรของผู้ประกอบธุรกิจ
apply for an applicable license with SEC. In this regard, SEC adopts the regulations on business conducting for “Digital Asset Investment Advisor” and “Digital Asset Fund Manager” purporting to ensure
Bangkok, April 24, 2015 - The SEC imposed sanctions on three investment consultants namely {A}, a securities investment consultant and branch manager, {B}, a capital market investment consultant and