In recent times, investment management companies are significant and connected to country’s economic system and have been growing continuously. By the end of June 2018, the net asset value
change the chain of command to bring about more comprehensive and clear situation awareness while the executive reshuffle will also be undertaken. The restructuring will become effective as from August 1
Bangkok, 15 May 2018 ? The SEC will conduct a public hearing on draft regulations to be issued by virtue of the Royal Decree on the Digital Asset Businesses B.E. 2561 (2018), which became effective
all sectors of the capital market, namely the Association of Thai Securities Companies (ASCO), the Association of Investment Management Companies (AIMC), the Thai Bankers Association, the Association of
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consultant for 3 months, effective from June 26, 2015. The investment consultant cannot make trading decision on client's behalf regardless of the client's permission. If the client submits trading orders via
imposed by the SEC shall remain 7 months and 40 days, effective from April 27, 2015. 3. Suspended {C} from her duty as the approved securities investment consultant for 1 month and 20 days. Having
, effective from July 9, 2015.3. Suspended Wasana Chaiyawuth from her duty as the approved capital market investment consultant for 2 months, effective from July 9, 2015. 4. Suspended Monta Pinooncharoensit
as the approved securities investment consultant for 1 month, effective from July 9, 2015.3. Suspended {C} from her duty as the approved capital market investment consultant for 2 months, effective
, the suspension imposed by the SEC is deemed to have been served. For {B}, the SEC suspended her from duty as the approved equity investment consultant for one month, effective from March 16, 2015