been received from committing the offenses.* However, they all refused to comply with the civil sanction, which was deemed an indication of their disagreement to settle the case directly with SEC
have been received from committing the offenses.* However, they all refused to comply with the civil sanction, which was deemed an indication of their disagreement to settle the case directly with SEC
a starting point for mapping out a personal financial plan before taking the next steps toward informed and educated investment decisions,? said SEC Secretary-General Rapee Sucharitakul. The SEC Open
two previous years. Participants will be incubated with advice in technology and fintech startups from teams of successful and experienced experts, while being educated the related supervision. This
-representation, Unauthorized, “Adviser” • Type of complaints: Equity/Option investments • Location: Older >60, Less educated, Further from regulatory office location • Who: Those with prior track-record of
captured the opportunity in major projects in Thailand constantly. Although, Thai economy was highly affected by the COVID-19 outbreak, the customers are now educated in Pre-zinc products’ advantage. Pre
transaction is an appropriate and beneficial to the Company on a long- term basis, and no disagreement to the Company’s Board of Directors has been raised by the Company’s directors and/or the audit committee
additional demand for non-audit service) (Shu, 2000) - the disagreement between a client and an auditor over accounting practices or internal control issues (Beneish et al., 2005) - auditors’ lack of industry
disposition of Planet’s ordinary shares transaction is an appropriate and beneficial to the Company on a long-term basis, and no disagreement to the Company’s Board of Directors has been raised by the Company’s
the case that any director disagrees with the overall resolution, as such record can be used as a proof that the director has expressed his or her disagreement in the meeting. Q: Would a director who