Earlier, the Civil Sanction Committee decided to impose civil sanctions on Mr. Surin Banyongponglert in the case where he had sent trading orders of PICO shares in the manner of price manipulation. However, Surin did not agree to comply with the civil sanctions. Later, on 26 December 2018, the public prosecutor filed a lawsuit against Surin with the Civil Court, as requested by SEC, in order for the Court to impose the civil sanctions on Surin in the Black Case No. Por. 7563/2561 between S...
The Civil Sanction Committee decided to impose a civil sanction on Mr. Suphanan Rittiphairoj, IFEC director and executive at the time of the offense, in the case where he had used inside information to sell IFEC shares, to pay civil penalty and compensation for the benefits gained from committing the offense. However, Suphanan did not agree to comply with the civil sanction. Later, on 27 December 2018, the public prosecutor filed a lawsuit against Suphanan with the Civil Court in the Blac...
SEC has received a tip from an investor that a Facebook account named “Japhoon” (meaning Catching Stocks) may operate business without obtaining a license from SEC. After further investigation of evidence, SEC has found that Artit gave investment advice and solicited the general public to invest in securities and derivatives. In so doing, he used the Japhoon Facebook account as an advertising channel for learning courses on securities and derivatives investment and also used a Line group as a ch...
Bangkok, March 22, 2011? The Southern Bangkok Criminal Court sentenced Kittipat Yaoprukse to eight-year and 18-month imprisonment and a fine of 1,880,000 baht. On February 24, 2003, the SEC filed a criminal complaint against Roynet Plc. (Roynet) and Kittipat Yaoprukse for falsifying account to deceive other persons, recording false statement, concealing the report on buying and selling of securities, and using inside information for trading Roynet shares in violation of Section 300 with Section...
จะไม่ชอบอ่านข้อมูล แต่มักจะฟังและเชื่อในสิ่งที่คนขายบอก และกลุ่มผู้ลงทุน high net worth ก็ยังมีทั้ง กลุ่มที่สนใจจะใฝ่หาข้อมูล (eager to know) และกลุ่มที่คนขายต้องป้อนข้อมูลให้ นอกจากนี้ ยังมีกลุ่มผู้
Investor Strategies for Incorporating ESG Considerations into Corporate Interactions www.blackrock.com www.ceres.org Century21st Engagement Investor Strategies for Incorporating ESG Considerations into Corporate Interactions [ 5 ] FOREWORD The Value of Our Voice ......................................................................................................................................... 1 How ESG Megatrends Are Shaping Valuation ...........................................................
., Ltd. in 2004. The public prosecutor issued a prosecution order against the alleged offender; however, the alleged offender escaped and an arrest warrant was issued to bring the alleged offender to trial
the company. The public prosecutor issued a prosecution order against the alleged offender; however, the alleged offender escaped and an arrest warrant was issued to bring the alleged offender to trial
Derivatives Act B.E. 2546 (2003). - The SEC filed a criminal complaint against the alleged offender together with the others. The inquiry official informed the SEC to refile a separate criminal complaint
the Derivatives Act B.E.2546 (2003). The public prosecutor issued a prosecution order against the alleged offender; however, the public prosecutor cannot bring the alleged offender to trial. DV Act