Section 90 of the Securities and Exchange Act B.E. 2535 (1992) (SEA) which states that no person shall undertake securities business without license. Violator of Section 90 is subject to penalties under
. Any violator in such manners above shall be subject to penalties as prescribed by law; 9. The SEC Office’s Personal Data Protection Policy requires that the Applicant’s information be kept confidential
Username of SEC Account for personal gain or causing damage to other persons without consent from the data subject. Any violator in such manners above shall be subject to penalties as prescribed by law; 9
the first paragraph shall be based upon the factors specified in Clause 14. In case of intentional or gross negligent violation which causes the violator to obtain ill gotten gain or causes damages to
จะไม่ชอบอ่านข้อมูล แต่มักจะฟังและเชื่อในสิ่งที่คนขายบอก และกลุ่มผู้ลงทุน high net worth ก็ยังมีทั้ง กลุ่มที่สนใจจะใฝ่หาข้อมูล (eager to know) และกลุ่มที่คนขายต้องป้อนข้อมูลให้ นอกจากนี้ ยังมีกลุ่มผู้
the receivership order. If said persons fail to comply with the new provision, they shall be fined not more than Baht 200,000. If the violator is a juristic person, its representative shall be subject
Investor Strategies for Incorporating ESG Considerations into Corporate Interactions www.blackrock.com www.ceres.org Century21st Engagement Investor Strategies for Incorporating ESG Considerations into Corporate Interactions [ 5 ] FOREWORD The Value of Our Voice ......................................................................................................................................... 1 How ESG Megatrends Are Shaping Valuation ...........................................................