B.E. 2535 (1992). By committing the aforesaid act with a wrongdoing intent, Wichai benefited from the results of the election. Such misconduct is therefore liable to dishonest performance of duty
the company to expedite the submission to the SEC and the disclosure through the SET Electronic Information System. Meanwhile, EARTH executives are subject to investigation regarding their duty
Following an AIA report on clients’ complaints and SEC’s further investigation, it was found that Chalermwut had misappropriated the money received from two clients to pay for their annual premium of unit-linked insurance policies. He did not deliver the money to the company and spent the money for his own interest instead. As a result, the clients’ insurance policies and the protection coverage lapsed. Chalermwut’s wrongful acts against investors’ assets were liable to failure to perform...
คณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) จึงปรับปรุงหลักเกณฑ์ที่เกี่ยวข้อง เพื่อรองรับกับมาตรการดังกล่าว โดยขยายขอบเขตการลงทุนของกองทุน Thai ESG เน้นบทบาท บลจ. ในการใช้ fiduciary duty เพื่อ
to apply information from their observation trip to their studies under such program. The lecture was held on 3 March 2023, at the SEC Building.
Power and Duty; (2) be a person who has been assigned to perform the same duty as bondholders’ representative under the law of the country wherein the foreign entity was registered, and such entity shall
Thai Bond Market Association. Clause 8 In selling structured notes to public in accordance with Part 2, the Company that has obtained the approval shall have the duty to also comply with the Notification
Sanction Mr. Wiwat Chiamvitayanukul Performing duty as marketing officer without taking into account clients? interests by supporting clients to
Notification No. SorThor. 67/2543 Re: Registration of Marketing Officer dated December 21, 2000, clause 14 (6) and 14 (13) (as amended) Suspension from duty for 9 months