investment management system. This includes providing a communication channel that facilitates notifying and clarifying information to clients in case of major changes to service provision.“After continuous
meeting, as well as (3) alteration of the record date of such meeting, upon any members of executive committee (its agent), managing director (its agent) to the extent that it is appropriate and necessary
the record date of such meeting, upon any members of executive committee (its agent), managing director (its agent) to the extent that it is appropriate and necessary within the scope of laws
of such meeting, upon any members of executive committee (its agent), managing director (its agent) to the extent that it is appropri ate and necessary within the scope of laws. Furthermore, the
where there are fractions of shares remaining any fractions shall be rounded down. 2.2 Allotment of new shares under the General Mandate Allotted to Type of Shares Number of share (shares) Percentage of
the capital increase/share allotment: Please see Clause no. 6 of this Capital Increase Report Form. 8. Other details necessary for shareholders to approve the capital increase/share allotment. -None- 9
Audit Committee are held at least four times a year. If necessary, the Committee has the power to call for additional meetings. Apart from the Director of the Internal Audit Department who attends A n n u
Section 91 Securities and Exchange Act B.E. 2535 Section 91. Where it is necessary to maintain the economic and financial stability of the country, or to protect the public interest, the Minister
The Derivatives Act The Derivatives Act B.E. 2546 SECTION 41. The provisions of this Division shall apply to any derivatives broker licensed under Section 16. The SEC may, if necessary, promulgate