effective system to prevent such conflict; and (b) the most recent financial statement of the applicant shall be audited with an opinion of auditor approved by the SEC Office. 6 Amended by the Ministerial

Commerce.  According to the study, the recording of accounting transactions by listed companies in Thailand can be further improved.  The study also reveals that most audit adjustments occurred from the

and the members? savings for their resignation and retirement.  Vorapol further noted that ?One of the most important and indispensable issues is promotion of financial literacy both in terms of

more flexibility for the fund and the members? savings for their resignation and retirement.  Vorapol further noted that ?One of the most important and indispensable issues is promotion of financial

circumstances, facilitating their development of new opportunities to create value and to determine the most efficient deployment of resources. Where appropriate, corporate governance frameworks should therefore

Dow Jones Sustainability Index, the FTSE4Good Index, the Morgan Stanley Capital International ESG Indices, and ESG Performance Indices of S&P Capital IQ and Capital IQ Pro. One of the most common ESG

capital market auditors. Most respondents agreed with the proposal, viewing that a minimum of four auditors was appropriate. Additionally, they suggested that the SEC give audit firms a suitable timeframe

Bangkok, October 30, 2014 ? The SEC was elected to be a member of International Organization of Securities Commission (IOSCO) Board at the annual meeting of the IOSCO held in Brazil on September 28

valuable and useful comments from various stakeholders including governmental and private sectors, civil society, academic sector and international organizations. Most of the feedbacks agree with the

List of head of Compliance Please wait... List of head of Compliance   No. Company Name Commencement Date Securities Company Asset Management Company Investment Advisory Company Derivatives Brokerage