BANGKOK, January 4, 2007 ? The SEC has put two investor contacts (marketing officers) ? Preecha Mateedulsatit and Weeraparn Teeraworn ? on probation for meddling with the securities trading accounts
Bangkok, August 5, 2009 ? The SEC imposed sanctions on two investor contacts for non-compliance with professional standards of conduct. In the case of Pimon Raksurong, former marketing officer of
from a client?s account, which was deemed a breach of duty. She was also found to have acted in such a way that indicated dishonesty to the bank. In this regard, Sarinrat was deemed having prohibited
on Nattawut Kijprasert of Adkinson Securities Plc. The misconducts involved and sanctions are as follows:In the case of Tippawan: Pursuant to investors? complaint and I V Global Securities Plc.?s
Bangkok, June 23, 2011 ? The SEC has suspended two investor contacts Meaunchit Limpodom of Siam City Securities Co., Ltd., and Kruawan Rittiwong of United Securities Plc., for six months and one year
suspended {A} from duty as an approved capital market investment consultant for a period of one year.In case of {B}, the SEC received a report from a securities company that she failed to record her two
Bangkok, August 7, 2008 ? The SEC imposed administrative sanctions on two investor contacts for their misconducts in contravention of Clause 11(2) of the SEC Office Notification No. SorKhor. 15/2548
Reset I TWO ENTERPRISE PUBLIC COMPANY LIMITED : I2 Form 56-1 : Annual Registration Statements ( 0 record(s) found) Name Year Receive Date Details Data not found Form 56-2 : Annual Reports ( 0 record(s
version) I TWO ENTERPRISE PUBLIC COMPANY LIMITED Finanacial Statements ( 0 record(s) found) Year Status Type Period As Of Audit Financial Statement MD&A Financial Statement Revise Data not found Last
Bangkok, November 24, 2009 ? The SEC revoked approval of one investor contact for 10 years on account of dishonest acts, defrauding and interference with a client?s assets, and suspended another for