The warning came after the SEC had received information from the concerned public and stakeholders who noticed that unlicensed business operators in the securities and digital asset sectors, including foreign digital asset business operators, were soliciting the public to make investments with, or use services of, such unlicensed entities at a financial technology exhibition held at a shopping center on September 27, 2023.The SEC conducted an onsite inspection and gathered evidence in this regar...
With reference to the recent occurrence, a foreign private digital wallet service provider has solicited investors in Thailand via social media to trade digital assets by linking investor trading activities with another foreign digital asset trading platform and allowing payment for the transactions made in Thai baht through Prompt Pay and Thai QR. Such provision of services may be deemed the undertaking of digital asset business without license, subject to the offenses under the Emergenc...
Section 130 Securities and Exchange Act B.E. 2535 Section 130. Upon the dissolution of the mutual fund, the securities company shall appoint a liquidator to collect and distribute assets to the
related persons. If any violation of the securities law is found, the SEC will strictly take legal action against such wrongdoing. The SEC urges that investors and the public should always be cautious
announcement on digital asset licensing has come into force. Interested parties can apply https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8533 SEC warns investors to be cautious with digital asset
?SECID=8533 SEC warns investors to be cautious with digital asset investment enactment of the Emergency Decree on Digital Asset Businesses B.E. 2561 (2018), which requires that digital token issuers and
Ministry of Finance’s announcement on digital asset licensing has come into force. Interested parties can apply https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8533 SEC warns investors to be cautious