Section 130 Securities and Exchange Act B.E. 2535 Section 130. Upon the dissolution of the mutual fund, the securities company shall appoint a liquidator to collect and distribute assets to the
to the public and they have access by virtue of their office or position. PCL, Mr. Pranay and Mr. Manish jointly use the inside information to instruct PAPL to buy 7,940,100 shares of PTL in PAPL’s
Companies No. Sor Jor Kor Ror 1/2561 Re: Mutual Fund Performance Measurement and Presentation Standards ). 3.3 Where necessary and appropriate, the SEC is empowered to instruct the company to act
allowed to contact and give investment advice to clients. The SEC has emphasized to all intermediaries to strictly instruct their investment consultants to obtain and compile sufficient information for
not necessary for some types of capital market product s ; (3) announcing a detailed guideline for the benefit of compliance with the requirements under this Notification in order to instruct
to distribute the information according to sub clause (2) or (3) to investors, the unit offeror shall also distribute the draft prospectus according to sub clause (1) of the first paragraph to