Section 130 Securities and Exchange Act B.E. 2535 Section 130. Upon the dissolution of the mutual fund, the securities company shall appoint a liquidator to collect and distribute assets to the
· Forms 2 Does the firm have policies and procedures for the retention of firm’s documentation for a period of time sufficient to permit those performing monitoring and review procedures to evaluate the
Department to evaluate the comparison with actual selling price at the area nearby. The agreed with the offered price to sale which was higher than evaluating price of the Land Department and it was reasonable
inspection to evaluate its compliance with its policies and procedures? – Monitoring Process If yes, please specify 1) Who perform such function e.g. in-house, outsource, network firm? 2) How often the firm
that one or both may be present in a single issuance): • Engineered water infrastructure or water-use systems that collect, treat and distribute water, or that protect against floods or drought. Table 1
Questionnaire A Monitoring the Firm’s Quality Management Policies and Procedures Firm's Reference /Guidance Notes Description A1 Does the whole firm perform inspection to evaluate its compliance with
to distribute the information according to sub clause (2) or (3) to investors, the unit offeror shall also distribute the draft prospectus according to sub clause (1) of the first paragraph to
determine to distribute digital tokens to all groups of investors simultaneously after the public ICO ends. Bonus or discounted digital tokens will be locked up for six months from the first day of digital
พอร์ตของตัวเอง แล้วจึงนำไปขายต่อในลักษณะของการค้าตราสารหนี้ - หากเป็นการจัดจำหน่ายหลักทรัพย์ จะเป็นการรับตราสารหนี้มาจัดจำหน่ายโดยการไปเสนอขายต่อ คือ มีการกระจายหลักทรัพย์ (distribute) ซึ่ง