SEC initiated the regulatory guillotine scheme with the key objectives of streamlining procedures, processes and documents required to be submitted to SEC and revising or repealing the existing regulations to remain only those necessary and consistent with current situations. These efforts aim to strengthen business sectors’ competitiveness, and reduce operating costs of private sectors and burdens on private sectors and the public in line with the principles under Section 77 of the Const...

addition, the overall audit quality of auditors in the capital market continues on the upward trend as well, with 96 percent of the auditors approved by the SEC in 2021 receiving the Good to Very Good

to abide by the Securities and Exchange Act, B.E. 2535 (1992) and the Derivatives Act, B.E. 2546 (2003). They must not have behavior for unfair trade. Examples are analyses with distorted

material particular, providing an investment analysis or a forward looking statement based on false or distorted data. It is imperative that the persons who give information or opinions to the public be

liable to offering for sale and giving trading service of digital tokens without license; however, the company’s public solicitation for investment in digital tokens still continues to be found.The

three years or a fine not exceeding 300,000 baht or both and a further fine not exceeding 10,000 baht for every day during which the violation continues.  For unlicensed securities business operated by S

continues. In addition, his acts are also liable to operating derivatives business without license in contravention of Section 16, which is subject to the penalties under Section 125 of the Derivatives Act

, the company continues to improve its structure and cost management. By dissolving the printing and shipping department which we informed on September 29, 2017, the project has been successfully and we

market environment. While digital asset businesses are innovative and constantly related to technological advancement and financial innovation, SEC continues to promote the optimal use of digital assets

and a further fine not exceeding 10,000 baht for every day during which the violation continues. Also, the violation was subject to an imprisonment up to three years or a fine not exceeding 300,000 baht