investor contact for a period of two years as from May 15, 2006 to May 14, 2008. To interfere with clients? assets with or without authorization is illegal. The SEC shall take stringent actions against

;s system for categorizing customers and offering debentures according to the customer classification, as well as its supervision were insufficiently stringent because CL did not inspect that the

University ประเทศสหรัฐอเมริกา และปริญญาโท MBA (distinction) จาก Wharton School, University of Pennsylvania ประเทศสหรัฐอเมริกา เข้าร่วมงานกับ ก.ล.ต. ในปี 2536 และก่อนหน้านี้เคยดำรงตำแหน่งผู้อำนวยการฝ่ายวิจัยและ

services to protect investors’ asset  and stringent supervision on asset separation to keep private funds safe without asking for the approval of being custodian again. Such move will improve flexibility

services to protect investors’ asset  and stringent supervision on asset separation to keep private funds safe without asking for the approval of being custodian again. Such move will improve flexibility

market funds are likely to grow in size and emerge as an alternative for people looking for the place to park their cash.However, money market funds are currently subject to more stringent rules than other

's system for categorizing customers and offering debentures according to the customer classification, as well as its supervision were insufficiently stringent because CL did not inspect that the

from self-regulatory system under professional body to more stringent regulatory system under independent regulatory body.  Inevitably, supervision on auditor in Thai capital market must be developed in

principle-based advertising guidelines are sufficiently appropriate and consistent with securities regulations;              (3) Standardize the warning notices as a single, most stringent format that covers

apply for securities listing on any of the three exchanges of LuxSE, namely (1) Bourse de Luxembourg (BdL), whose criteria are as stringent as the regulations governing public offering of corporate