SEC initiated the regulatory guillotine scheme with the key objectives of streamlining procedures, processes and documents required to be submitted to SEC and revising or repealing the existing regulations to remain only those necessary and consistent with current situations. These efforts aim to strengthen business sectors’ competitiveness, and reduce operating costs of private sectors and burdens on private sectors and the public in line with the principles under Section 77 of the Const...
addition, the overall audit quality of auditors in the capital market continues on the upward trend as well, with 96 percent of the auditors approved by the SEC in 2021 receiving the Good to Very Good
Dissemination of Information Relating to Securities Offering Prior to the Effectiveness of Registration Statement and Draft Prospectus (No. 2)
Dissemination of Information Relating to Securities Offering Prior to the Effectiveness of Registration Statement and Draft Prospectus (No. 3)
Dissemination of Information relating to Offer for Sale of Units of Real Estate Investment Trust prior to the Effective Date of a Registration Statement and Draft Prospectus
........); ( 5.3 A major catastrophe that has had, or continues to have, a significant effect on the entity’s financial position (paragraph........); ( 5.4 Correction of previous year’s material misstatement in
uncertainty relating to the future outcome of exceptional litigation or regulatory action (paragraph........); ฆ 5.3 A major catastrophe that has had, or continues to have, a significant effect on the entity’s
. Assessment Results Anti-corruption measures The SEC continues to develop business sustainability among listed companies and intermediaries with a focus on anti-corruption by supporting them to join
sufficient liquidity to carry out the share repurchase project as disclosed. Such act was deemed a dissemination of false information or details that could materially mislead the public and investors about