). However, despite the ongoing upward trend, the issuances of these bonds were disproportionately small compared to the overall bond market. In addition, most issuers were large-scale companies in specific

cognitive limitations of the agent who proposes the price. • Kuo et al. (2015) find that investors who disproportionately submit more orders at round numbers (they classify this group as investors with

-performing funds receive disproportionately more fund flow. (1) (2) (3) (4) (5) VARIABLES All Non-Tax Tax LTF RMF 4th performance quintile 6.1014** 7.4888* 3.3660 2.7113 3.9665 (2.7202) (3.9579) (2.3399

common protocol, the incentive fee should not be disproportionately excessive. If a company considers a stock option plan as a long-term incentive to retain skilled directors, executives and employees, the

Regulation of the Stock Exchange of Thailand or any other channel which unitholders would be able to thoroughly access information; (2) having reasonable period, without excessively short time, for disclosure

Essays on Open-Ended on Equity Mutual Funds in Thailand Roongkiat Ratanabanchuen and Kanis Saengchote* Chulalongkorn Business School ABSTRACT Mutual funds provide a convenient and well-diversified option for households make intertemporal fund transfers for their future needs. In this collection of three short essays, we investigate open-ended equity mutual funds in Thailand that invest in domestic equity during 2005 to 2016. While these funds collectively account for only 13.4% of assets under m...

.     Q: How should the company deal with troublesome shareholders or those who dominate the question by excessively demanding detailed answers on a minor matter?   A: The meeting's chairperson should

Thailand Taxonomy Board The Thailand Taxonomy Board is established to develop Thailand Taxonomy, a classification system of economic activities deemed as environmentally-sustainable. The Board comprises agencies from both the public and private sectors to ensure all sectors’ views are reflected. In the initial phase, the list of agencies is as follows: 1. Bank of Thailand (BOT)* 2. The Securities and Exchange Commission, Thailand (SEC)* 3. Office of Natural Resources and Environmental Policy and...

should not be too high so as to avoid the board excessively focusing on the company’s short-term results. 3.4.4  The board should disclose the directors’ remuneration policy that reflects the duties and

INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2020 SECURITIES AND EXCHANGE COMMISSION, THAILAND Contents Executive Summary 01 04 08 15 28 58 62 70 47 Quality Assurance Review Panel Activities for Enhancing Financial Reporting Quality Summary of Audit Inspection Results A. Firm-Level B. Engagement-Level Root Cause Analysis Framework and Focuses in 2021 Essential Statistics Auditing Landscape in Thailand Executive Summary Over the past year, the Thai capital market experienced tremendous volatili...