The SEC has sought cooperation from all financial advisors (FA) to help raise up standards of IPO companies by focusing on good internal control system and credibility of financial statements
servicing clients who want to reclaim their assets and will lay off all employees,SEC found out that clients’ digital assets which remained under control or in possession of BX were transferred thereafter
authorised Directors or Executives of the issuer who issues underlying shares; (5) having such other shareholding or management structure which demonstrates that the applicant has the power to control the
demonstrate to the SEC Office that such person has rectified the cause, work system, management structure and operating control, which caused such person to have the characteristics under Clause 18/1(1) or (2
public or the SEC Office that was incomplete, contrary to facts, insufficient for making an investment decision, or misled investors in a manner of concealing or disguise or making up non-existing facts in
investors in a manner of concealing or disguise or making up non-existing facts in material transactions or operation; (d) having withdrawn an application for an offer for sale of newly issued shares without
incomplete, insufficient for making an investment decision, or that misled investors in a manner of concealing or disguise or making up non-existing facts in material transactions or operation. (d) having
misled investors in a manner of concealing or disguise or making up non-existing facts in material transactions or operation. (d) having withdrawn an application for an offer for sale of newly issued
Rules, Conditions and Procedures for Operational Control in Underwriting of Securities (No. 2)